JD of Internal Audit QA

POSITION:    Internal Audit QA (Bank)

LOCATION:    Shanghai, China

JOB TYPE:     Financial Audit QA/ Banking Audit

REPORT TO:    QA leader in SH

COMPANY:     The global leading financial service group

KEY RESPONSIBILITIES:

  • As a seasoned professional applies solid understanding of internal audit standards, policies, and local regulations to provide timely audit assurance.
  • Supporting the APAC QA Director (Consumer) in forming a successful QA partnership to Consumer audit teams in the APAC region, liaising day to day with Audit Leads and Audit Team members.
  • Assisting the APAC QA Director (Consumer) with the training of methodology champion auditors in the region.
  • Sharing best practice and communicate “what not to do” effectively.
  • Sharing best practice and common pitfalls with relevant teams
  • Assisting the global QA team in the review and improvement of global Internal Audit methodology and practices through:
    • Drafting and presenting methodology documents, guidance notes and practice guides for review.
    • Assisting with the roll-out of targeted methodology training
    • Providing day to day support and guidance to auditors on methodology-related matters.
  • Assisting APAC QA Director (Consumer) in reviewing completed risk assessments and auditable entities across Consumer audit universe for Asia.
  • Participating in QA Thematic Reviews, including data analysis and reporting.
  • Conducting the testing for QA “hot reviews”, Internal Audit location reviews (site reviews), and scorecard evaluations to drive a best-in-class quality assurance function for a leading global financial services group.
  • Conducting reviews of Branch Examination audits.
  • Actively participating in QA led initiatives to promote knowledge sharing and promulgation of best practices across IA and our company.

QUALIFICATIONS:

  • Must have first-hand experience of consumer banking audits in an Internal Audit from top tier bank, or have provided such services to top tier banks in a consultant’s capacity.
  • Candidates should have at least 5-6 years of internal audit / relevant experience in at least one of the following areas: retail banking, cards, mortgages, commercial banking, and wealth management.
  • Working knowledge of regulatory compliance in consumer banking.
  • Experience in Metric Stream is a plus.
  • Asian language skills required, e.g. Mandarin or Korean.
  • Candidates must have effective negotiation skills, a proactive and ‘no surprises’ approach in communicating issues and strength in sustaining independent views.
  • Strong presentation and relationship management skills are essential. This individual must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style.
  • Candidates must have effective persuasion skills, and will display effective networking and influencing skills. This person will be comfortable acting as an agent for positive change with agility and flexibility.
  |  Lesley Xiao is Geeker's Branch Manager in Shenzhen. She is an experienced and professional recruiter specialize in technology recruitment. She filled the positions in field like ERP, Software Development, Business Intelligence, Big Data, Banking IT and Internet Finance etc.  |  more
                   
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